Dawn Leclaire Walker

Employer firm

Creative Financial Designs, Inc. CRD 109032

$2.94B regulatory AUM 473 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-10-25

MN RA
APPROVED

Since 2017-10-25

Branch Locations

Stillwater, MN • United States

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Bloomington	MN	01/2008	08/2017
Cfd Investments, Inc	Kokomo	IN	09/2017	Present

01/2008 → 08/2017

Lpl Financial, Llc

Bloomington, MN
09/2017 → Present

Cfd Investments, Inc

Kokomo, IN

Previous Registrations

2014-01-21 → 2017-09-01

Lpl Financial Llc

Plymouth, MN
2002-11-20 → 2005-03-10

Rbc Capital Markets, Llc

Minneapolis, MN

Other Businesses

Walker Wealth Management-Investment related-Financial adviser-Stillwater, MN Creative Financial Designs

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-03-31
S65	Uniform Investment Adviser Law Examination	1999-12-09

S63 Uniform Securities Agent State Law Examination

2008-03-31
S65 Uniform Investment Adviser Law Examination

1999-12-09

Other Names

Dawn Marie Gores
Dawn Marie Leclaire
Dawn M Leclaire
Dawn Marie Gores
Dawn Marie Leclaire

View on SEC IAPD