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Pasquale Joseph Sacchetta

Cfig Investment Advisory Services, LLC

Westport, CT

CRD 1264356

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Employer firm

Cfig Investment Advisory Services, LLC CRD 148261

$31.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cfig Investment Advisory Services, Llc

1555 Post Road East Suite 206, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED_RES 2009-02-11
  • CT RA
    APPROVED_RES
    Since 2009-02-11

Branch Locations

1555 Post Road East Suite 206, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continental Five Insurance Group, Inc. Westport CT 03/1991 Present
Continental Five Investment Group, Llc Westport CT 09/2008 Present
Cfig Wealth Management, Llc Westport CT 08/2008 Present
  • 03/1991 → Present
    Continental Five Insurance Group, Inc.
    Westport, CT
  • 09/2008 → Present
    Continental Five Investment Group, Llc
    Westport, CT
  • 08/2008 → Present
    Cfig Wealth Management, Llc
    Westport, CT
Previous Registrations
  • 2006-08-15 → 2009-06-10
    Tuttle Wealth Management, Llc
    Stamford, CT
Other Businesses

CONTINENTAL FIVE INSURANCE GROUP, INC. 1555 POST ROAD EAST, SUITE 206 WESTPORT, CT 06880 PRESIDENT MARCH 1991 FULL-TIME INVESTMENT RELATED PRODUCTS INCLUDING LIFE INSURANCE, ANNUITIES, DISABILITY INSURANCE AND HEALTH INSURANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-26
  • S63 Uniform Securities Agent State Law Examination
    1985-02-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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