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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-12 |
| MI | RA | APPROVED | 2026-01-12 |
| OH | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-09-30 |
Branch Locations
1000 South Tamiami Trail, Sarasota, FL 34236 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Day Hagan Asset Management | Sarasota | FL | 01/2013 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 09/2025 | Present |
1) Day Hagan Asset Management; Yes, Investment-Related; 1000 South Tamiami Trail, Sarasota, FL 34236; Asset Manager; Managing Member; February 2006; 2) Saaka; Not Investment Related; 1870 Rose Street, Sarasota, FL 34239; Clothing line; Passive Investor; 01/01/2018; 0 hrs/month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-27 |
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