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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
505 Ellicott Street Suite 103, A13, Buffalo, NY 14203 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life | Williamsville | NY | 04/2007 | 10/2017 |
| Mml Investors Services Inc | Willimasville | NY | 05/2007 | 10/2017 |
| Pruco Securities, Llc | Amherst | NY | 10/2017 | 10/2020 |
| Prudential Insurance Company Of America | Amherst | NY | 10/2017 | 12/2020 |
| Cadaret, Grant & Co., Inc. | Buffalo | NY | 12/2020 | 07/2025 |
| Lpl Financial Llc | Buffalo | NY | 07/2025 | Present |
1. 07/2025 - BRUCE SUPERNAULT - Non-Variable Insurance - Buffalo, NY - INV REL - Start Date 06/01/2012 - 2hrs/mth | 1hr during trading 2. 07/2025 - BRUCE SUPERNAULT - Notary - Buffalo, NY - INV REL - Start Date 07/15/2021 - 1hrs/mth | 1hr during trading 3. 07/2025 - Impact Financial Strategies - DBA for LPL Business (entity for LPL business) - Buffalo, NY - INV REL - Start Date 07/15/2021 - 110hrs/mth | 100hr during trading 4. 07/2025 - Michael H. Doran - Act in a Fiduciary Capacity - Williamsville, NY - INV REL - Start Date 08/10/2012 - 4hrs/mth | 1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-23 |
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