Horacio Daniel Piccininno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1993 → 09/2019
  Efile4Less
  Manalapan, NJ
• 09/2010 → 08/2019
  Zija International
  Manalapan, NJ
• 12/2014 → 05/2017
  Ameriprise Financial Services, Inc.
  Freehold, NJ
• 05/2017 → 09/2019
  Royal Alliance Associates
  Maplewood, NJ
• 09/2019 → Present
  Lpl Financial Llc
  Myrtle Beach, SC

Previous Registrations

• 2017-05-26 → 2019-10-03
  Osaic Wealth, Inc.
  Maplewood, NJ
  Princeton, NJ
• 2015-04-21 → 2017-06-06
  Ameriprise Financial Services, Llc
  Freehold, NJ

Other Businesses

1) 09/30/19- Blackbridge Financial - DBA for LPL Business (entity for LPL business)- Inv. Related- Manalapan, NJ - 100% 2) 09/30/19- EFILE4LESS- Tax Prep/Accounting/CPADW- Sole proprietor- Inv. Related- Manalapan, NJ - start date 1992 - 80hrs/mth 3) 02/23/2026 - I was hungry inc. - Non-Profit Board Member - Not Investment Related - Myrtle Beach, SC - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-20
• S63 Uniform Securities Agent State Law Examination
  2000-11-30