William Clark Oconnor

Current Employers

Employment History

• 01/1987 → Present
  Applied Financial Planning Inc
  Irvine, CA
• 08/1998 → 10/2020
  Lpl Financial, Llc
  Irvine, CA
• 11/2000 → 10/2020
  Midland National Life
  Irvine, CA
• 10/2020 → Present
  Cwm, Llc
  Omaha, NE
• 06/2010 → Present
  Afp Insurance Agency
  Irvine, CA
• 09/2014 → Present
  The Money Guys
  Irvine, CA
• 10/2020 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Applied Financial Planning
  Irvine, CA

Previous Registrations

• 1998-04-08 → 2022-12-31
  Applied Financial Planning, Inc.
  Irvine, CA
• 1998-09-11 → 2020-10-21
  Lpl Financial Llc
  Irvine, CA
  Irvine, CA
  Pasadena, CA
  Torrance, CA
  Woodland Hills, CA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 06/1974; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; TITLE: INSURANCE AGENT; DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; NAME OF OTHER BUSINESS: APPLIED FINANCIAL PLANNING INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREP, BOOKKEEPING, ACCOUNTING; START DATE: 07/1996; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: TAX PREP, TAX INTEGRATION, ACCOUNTING, BOOKKEEPING; NAME OF OTHER BUSINESS: APPLIED CAPITAL CONCEPTS. INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THROUGH OF INCOME; START DATE: 01/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH OF INCOME / PAY MYSELF; NAME OF OTHER BUSINESS: AFP INSURANCE AGENCY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE AGENCY; START: 06/2010; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: INSURANCE SERVICES; NAME OF OTHER BUSINESS: THE MONEY GUYS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RADIO PROGRAM; START: 09/2014; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: PROMOTE CLIENTS TO LISTEN TO LOCAL NEWS AND PLANNING IDEAS; NAME OF OTHER BUSINESS: ACC INVESTMENTS LLC; INVESTMENT RELATED: NO; ADDRESS: PALM DESERT, CA; NATURE OF BUSINESS: RENTAL PROPERTY; START: 08/2007; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: MAINTAIN PROPERTY; NAME OF OTHER BUSINESS: ACCWM INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START: 2/2024 POSITION: CEO/OWNER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: EXPENSE MANAGEMENT FOR TAX PURPOSES; 11. NAME OF OTHER BUSINESS: AFPWM, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES AND SUCCESSION;

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-25

Other Names

• Bill Oconnor