Nathan Richard Brekke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 12/2016
  Nathan Brekke
  Watervliet, NY
• 08/2012 → 06/2019
  Foresters Advisory Services, Llc
  Albany, NY
• 09/2015 → 06/2019
  Foresters Financial Services
  Latham, NY
• 06/2019 → 11/2021
  Cetera Investment Advisers Llc
  Latham, NY
• 06/2019 → 11/2021
  Cetera Investment Services Llc
  St. Cloud, MN
• 11/2021 → Present
  Lpl Financial Llc
  Queensburry, NY

Previous Registrations

• 2019-07-02 → 2021-11-16
  Cetera Investment Advisers Llc
  Latham, NY
• 2015-03-09 → 2019-06-24
  Foresters Advisory Services, Llc
  Albany, NY

Other Businesses

1)11/02/2021 - Brekke Retirement Strategies and Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Registered Location(s) - Start: 11/2021 - 160 Hr/Mth 2) 03/03/2022 - No Business Name - Investment Related - Queensbury, NY 12804 - Real Estate Rental - Start Date - 03/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-13
• S63 Uniform Securities Agent State Law Examination
  2009-10-13