Kathy G Macgowan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: STELLA ADLER STUDIOINVESTMENT RELATED: NADDRESS OF BUSINESS:NEW YORK, NEW YORK 10001NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 2/1/2013NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THEATRICAL DIRECTING, LASTING 8 WEEKS.I*351064 For profit or not for profit: For-Profit OrganizationName of outside business organization: Kirkpatrick Joint Venture Investment related: Y Address of business: San Antonio, Texas 78209 Nature of business: General Partnership,Position, title, association: General Partner/Managing Member Start date of relationship: 3/2/1998Number of hours devoted: 1 AnnuallyNumber of hours devoted during trading hours: 0Duties: Partner in Family Realestate VentureI*1347257For profit or not for profit: Entity CharitableName of outside business organization: American Theater GroupInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Other"], Start date of relationship: 5/22/2023Number of hours devoted: 40 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Theatre Director of a play, this is a non for profit 501C (3) institution., directing a theater show

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-11
• S63 Uniform Securities Agent State Law Examination
  1985-07-08

Other Names

• Kathy Gail Kirkpatrick
• Kathy Gail Macgowan