April Story Richardson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2007-04-05 → 2012-10-08
  Edward Jones
  St Louis, MO
  Houston, TX
  Hockley, TX

Other Businesses

(1) 01/04/2013: FINANCIAL WEALTH MANAGEMENT INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 11/11/2013: OHIO NATIONAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE INSURANCE SALES (3) 02/24/2015: APRIL RICHARDSON - NOT INV REL - HOME BASED - BUSINESS OWNER - START 02/19/2015 - 15 HR/MO NONE DURING SECS TRDG HRS - SELLING MY PAINTINGS (4) 03/11/2015: INTRUA FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/02/2015 - NO TIME SPENT

Exams

• S66 Uniform Combined State Law Examination
  2007-03-22

Other Names

• April Story
• April Sealey
• April Story
• April Richardson