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Richard Michael Bowers

Venture Partners Wealth Management, LLC

Natick, MA

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Current Employers
Venture Partners Wealth Management, Llc

Natick, MA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-29
MA RA APPROVED 2017-06-01
  • TX RA
    APPROVED_RES
    Since 2022-03-29
  • MA RA
    APPROVED
    Since 2017-06-01

Branch Locations

Natick, MA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self Employed Natick MA 07/2016 01/2017
Venture Partners Capital, L.L.C. East Berlin CT 01/2017 01/2018
Venture Partners Wealth Management, Llc Natick MA 03/2017 Present
Silverwood Partners Llc Sherborn MA 02/2019 09/2022
  • 07/2016 → 01/2017
    Self Employed
    Natick, MA
  • 01/2017 → 01/2018
    Venture Partners Capital, L.L.C.
    East Berlin, CT
  • 03/2017 → Present
    Natick, MA
  • 02/2019 → 09/2022
    Silverwood Partners Llc
    Sherborn, MA
Previous Registrations
  • 2015-01-02 → 2016-06-07
    Msi Financial Services, Inc.
    Natick, MA
    Boston, MA
    Boston, MA
    Boston, MA
  • 2013-12-04 → 2015-01-02
    New England Securities
    Boston, MA
Other Businesses

Insurance Agency Affiliations - Mr. Bowers is a licensed insurance professional. Mr. Bowers may recommend insurance products to clients of VPWM based on a particular client's needs. Implementations of insurance recommendations are separate and apart from Mr. Bower's role with VPWM. As an insurance professional, Mr. Bowers may receive customary commissions and other related revenues from the various insurance companies whose products are sold. Mr. Bowers is not required to offer the products of any particular insurance company. Mr. Bowers conducts his insurance sales activities from Natick, MA. Commissions generated by insurance sales do not offset regular VPWM advisory fees. Mr. Bowers spends approximately 1 hour a month during securities trading hours in his role as an insurance professional. 501(c)3 Organization - Mr. Bowers co-founded Partners on Prospect. Partners on Prospect creates forums for a select group of business visionaries, entrepreneurs, angel investors, venture capitalists, investment professionals, and money managers. The forums are "one-of-a-kind" private investment opportunities, designed for new business development, exchange of ideas, creation of deal flow, location of capital sources, and ultra-high-end networking. Partners on Prospect was co-founded in June 2020. He receives no compensation. He spends approximately 2 hours a week as co-founder. Non-Stock Corporation - Mr. Bowers is a Board Member and Paymaster for The Corinthians Association, Inc. In his role he will be responsible for collecting all entrance fees and all dues, keep the accounts of the Association, and shall report thereon at each regular meeting of the Board of Directors and the Afterguard. Mr. Bowers will also submit balance sheets and income statements periodically as requested to the Board of Directors and The Afterguard as well as pay all bills pursuant to guidelines promulgated by the Board of Directors. Mr. Bowers spends approximately 3% of his time per month in this role and receives no compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-10
S63 Uniform Securities Agent State Law Examination 1997-04-24
  • S65 Uniform Investment Adviser Law Examination
    2013-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-04-24
Other Names
  • Richard M Bowers

View on SEC IAPD

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