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Daniel Michael Lay

Corient

Brunswick, ME

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-08-13
  • ME RA
    APPROVED
    Since 2026-08-13

Branch Locations

181 Park Row, Suite 100, Brunswick, ME 04011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.M. Payson & Co Portland ME 08/2006 07/2026
Corient Brunswick ME 07/2026 Present
Corient Services Llc Miami FL 07/2026 Present
  • 08/2006 → 07/2026
    H.M. Payson & Co
    Portland, ME
  • 07/2026 → Present
    Brunswick, ME
  • 07/2026 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2007-04-11 → 2026-08-21
    Portland, ME
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-03-23

View on SEC IAPD

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