Thomas David Grier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Addison, TX
• 11/2016 → 04/2019
  Wells Fargo Clearing Services, Llc
  Addison, TX
• 04/2019 → Present
  Lpl Financial
  Dallas, TX

Previous Registrations

• 2013-12-02 → 2019-05-01
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
  Addison, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Carrollton, TX
  Dallas, TX
• 2012-03-08 → 2013-12-02
  Pnc Managed Account Solutions, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 1999-01-14 → 2002-12-09
  Morgan Stanley Dw Inc.
  Little Rock, AR

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-13
• S63 Uniform Securities Agent State Law Examination
  1992-03-26

Other Names

• Tom Grier
• Thomas David Grier
• Thomas D Grier
• Thomas D. Grier