Brian David Holmes

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02
CO	RA	APPROVED	2026-01-02
NV	RA	APPROVED	2026-01-02
NY	RA	APPROVED	2021-04-07
WA	RA	APPROVED	2021-04-07
TX	RA	APPROVED	2004-01-05

CA RA
APPROVED

Since 2026-01-02
CO RA
APPROVED

Since 2026-01-02
NV RA
APPROVED

Since 2026-01-02
NY RA
APPROVED

Since 2021-04-07
WA RA
APPROVED

Since 2021-04-07
TX RA
APPROVED

Since 2004-01-05

Branch Locations

2121 Avenue Of The Stars, Suite 1600, Los Angeles, CA 90067 • United States

Signature Investment Advisors, Llc

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02

CA RA
APPROVED

Since 2026-01-02

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	02/1984	11/2018
Seia Llc	Los Angeles	CA	11/1997	Present
Sia Llc	Los Angeles	CA	04/2012	Present
Royal Alliance Associates, Inc.	Los Angeles	CA	11/2018	08/2023
Ses Llc	Los Angeles	CA	08/2023	Present

02/1984 → 11/2018

Signator Investors, Inc.

Boston, MA
11/1997 → Present

Seia Llc

Los Angeles, CA
04/2012 → Present

Sia Llc

Los Angeles, CA
11/2018 → 08/2023

Royal Alliance Associates, Inc.

Los Angeles, CA
08/2023 → Present

Ses Llc

Los Angeles, CA

Previous Registrations

2015-08-28 → 2025-12-31

Signature Intelligent Portfolios, Llc

Los Angeles, CA

Other Businesses

1. SEIS, LLC ("SIGNATURE ESTATE AND INSURANCE SERVICES") POSITION: CEO NATURE: Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2003 ADDRESS: 2121 Avenue of the Stars, #1600, Los Angeles CA 90067, United States DESCRIPTION: Fixed Insurance 2. Rental Real Estate Owner POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/06/2008 ADDRESS: Multiple Properties, Malibu CA 90265, United States DESCRIPTION: Own via: Dumer House, LLC, White Lotus House, LLC, Pali House, LLC, 21 Mile Ranch, LLC 3. MALIBU 3-DAY EVENTING, LLC POSITION: Owner NATURE: Horse Barns and riding arenas INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/05/2019 ADDRESS: 6969 Dume Dr, Malibu CA 90265, United States DESCRIPTION: Consulting for horse boarding and 3 day eventing show horses 4. SEIA POSITION: CEO, NATURE: Affiliated RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 24 START DATE: 12/07/1996 ADDRESS: 2121 Avenue of the Stars, #1600, Los Angeles CA 90067, United States DESCRIPTION: CEO & IAR 5. SIA LLC POSITION: CEO NATURE: Affiliated RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2010 ADDRESS: 2121 Avenue of the Stars, #1600, #1600, Los Angeles CA 90067, United States DESCRIPTION: CEO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-19
S63	Uniform Securities Agent State Law Examination	1996-12-06

S65 Uniform Investment Adviser Law Examination

1998-10-19
S63 Uniform Securities Agent State Law Examination

1996-12-06

Designations

Certified Financial Planner

View on SEC IAPD