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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
DC RA APPROVED 2021-03-25
MD RA APPROVED 2021-03-23
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • DC RA
    APPROVED
    Since 2021-03-25
  • MD RA
    APPROVED
    Since 2021-03-23

Branch Locations

Chevy Chase, MD • United States

1899 Pennsylvania Ave Nw Suite 1000, Washington, DC 20006 • United States

2077 Somerville Road Suite 320, Annapolis, MD 21401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 04/2015 03/2021
Raymond James & Associates, Inc Washington DC 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-31
S63 Uniform Securities Agent State Law Examination 1984-11-09
  • S65 Uniform Investment Adviser Law Examination
    1995-01-31
  • S63 Uniform Securities Agent State Law Examination
    1984-11-09

View on SEC IAPD

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