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Theodore Paul Marohn

Janney Montgomery Scott LLC

Hauppauge, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
CT RA APPROVED 2015-05-06
NC RA APPROVED 2008-10-23
NJ RA APPROVED 2008-10-09
CA RA APPROVED 2008-10-06
TX RA APPROVED_RES 2007-02-28
PA RA APPROVED 2006-04-07
  • NY RA
    APPROVED
    Since 2021-04-12
  • CT RA
    APPROVED
    Since 2015-05-06
  • NC RA
    APPROVED
    Since 2008-10-23
  • NJ RA
    APPROVED
    Since 2008-10-09
  • CA RA
    APPROVED
    Since 2008-10-06
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • PA RA
    APPROVED
    Since 2006-04-07

Branch Locations

100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Hauppauge NY 03/1984 Present
  • 03/1984 → Present
    Janney Montgomery Scott Inc.
    Hauppauge, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-13
S63 Uniform Securities Agent State Law Examination 1984-06-26
  • S65 Uniform Investment Adviser Law Examination
    1994-12-13
  • S63 Uniform Securities Agent State Law Examination
    1984-06-26

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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