Best Investors Account Sign in

Alton Leroy Howell

LPl Financial LLC

Richmond, VA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-15
VA RA APPROVED 2018-10-18
  • TX RA
    APPROVED
    Since 2023-02-15
  • VA RA
    APPROVED
    Since 2018-10-18

Branch Locations

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Richmond VA 10/2014 10/2018
Lpl Financial Llc Richmond VA 10/2018 Present
  • 10/2014 → 10/2018
    Woodbury Financial Services, Inc.
    Richmond, VA
  • 10/2018 → Present
    Richmond, VA
Previous Registrations
  • 2014-10-28 → 2018-10-18
    Woodbury Financial Services, Inc.
    Richmond, VA
    Raleigh, NC
    Richmond, VA
  • 2008-08-18 → 2014-11-05
    Raleigh, NC
    Raleigh, NC
    Fort Mill, SC
Other Businesses

1) 10/12/2018 - MID-ATLANTIC FINANCIAL GROUP, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2018 - 160 hr/mth 2) 10/12/2018 - Non-Variable Insurance - agent - start: 06/1980 - Richmond, VA - 40 hr/mth 3) 10/12/2018 - MID-ATLANTIC FINANCIAL GROUP, INC. - Insurance Agency - inf rel - Richmond, VA - start: 08/2003 - 40 hr/mth 4) 10/12/2018 - LEGAL SHIELD - Sole Proprietor; offer pre-paid legal services and identity theft plans - inv rel - Richmond, VA - start: 08/2014 - 1 hr/mth 5) 10/12/2018 - CORNERSTONE BROKERAGE SERVICES LLC - Business Owner - inv rel - Benton, AR - start: 05/2015 - 4 hr/mth 6) 01/08/2024 - MAFG, LLC - Non-Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 12/1/2023 - 1 Hr/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-25
  • S63 Uniform Securities Agent State Law Examination
    1984-06-25
Designations

View on SEC IAPD

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor