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Benedict Robert Tarantino

Ubs Financial Services Inc.

Naples, FL

Skaneateles, NY

Rochester, NY

Rochester, NY

Syracuse, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NC RA APPROVED 2016-06-29
CO RA APPROVED 2016-06-28
FL RA APPROVED 2016-06-28
TX RA APPROVED 2006-04-17
  • NY RA
    APPROVED
    Since 2021-10-26
  • NC RA
    APPROVED
    Since 2016-06-29
  • CO RA
    APPROVED
    Since 2016-06-28
  • FL RA
    APPROVED
    Since 2016-06-28
  • TX RA
    APPROVED
    Since 2006-04-17

Branch Locations

Naples, FL • United States

Skaneateles, NY • United States

400 Linden Oaks, Rochester, NY 14625-2818 • United States

400 Linden Oaks, Rochester, NY 14625 • United States

400 South Salina St Suite 402, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Plano TX 04/2006 03/2020
Ubs Financial Services Inc. Rochester NY 03/2020 Present
Previous Registrations
  • 1985-10-23 → 2006-04-25
    Morgan Stanley Dw Inc.
    Addison, TX
    Addison, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-23
S63 Uniform Securities Agent State Law Examination 1984-09-13
  • S65 Uniform Investment Adviser Law Examination
    1995-03-23
  • S63 Uniform Securities Agent State Law Examination
    1984-09-13
Other Names
  • Ben Tarantino

View on SEC IAPD

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