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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-05-05 |
| NV | RA | APPROVED | 2023-12-06 |
| MI | RA | APPROVED | 2023-08-04 |
| NC | RA | APPROVED | 2023-06-22 |
| NY | RA | APPROVED | 2021-03-23 |
| CA | RA | APPROVED | 2008-11-10 |
Branch Locations
15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 12/2008 | Present |
1) 68 Nordhoff Apts. LLC / Real Estate Partnership / November 2017 / Investor /14668 Nordhoff St. Panorama City, CA / no hours during business hours / no hours during non-business hours / no conflicts of interest. 2) Calabasas Country Club Men's Club / Non-investment related / Calabasas, CA / Country Club/Golf Venue / Board Member / Started February 2024 / 4 hrs/mo / Zero during business hours / Maintain golf rules, volunteer to run tournaments and make reports.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-23 |
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