R. Paul Moroukian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2015-09-09

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2015-09-09

Branch Locations

5 Computer Drive West, Albany, NY 12205 • United States

Niskayuna, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Albany	NY	07/1995	Present

07/1995 → Present

Lpl Financial Llc

Albany, NY

Other Businesses

1. 11/27/2000 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - DIRECT INSURANCE SALES - Time Spent 0%. 2. 10/24/2008 - R. PAUL MOROUKIAN WEALTH MANAGEMENT GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 7/9/2014: HIGHLAND CAPITAL BROKERAGE - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 07/22/2014 - 0 Hours Per Month - LIFE, LTC INSURANCE. 4. 7/9/2014: ASSOCIATES OF CLIFTON PARK - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 0 Hours Per Month - LTC INSURANCE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-05-18

S63 Uniform Securities Agent State Law Examination

1984-05-18

Other Names

Raffe Paul Moroukian
Raffe Paul Moroukian
Raffe Paul Moroukian

View on SEC IAPD