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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-13 |
Branch Locations
582 Beachland Blvd. Suite 200, Vero Beach, FL 32963 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Securities Incorporated | Vero Beach | FL | 02/1988 | 11/2024 |
| Raymond James & Associates, Inc | Vero Beach | FL | 11/2024 | Present |
(1)Name of Business: GTM 3 LLC Address: 417 Live oak Road, Vero Beach, FL, 32963, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/05/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC started for the sole purpose of owning a liquor license
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-06 |
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