Dennis Frank Rose

Current Employers

Employment History

• 04/1988 → Present
  Dennis F. Rose Cpa Apc
  Sherman Oaks, CA
• 08/2005 → 11/2017
  National Planning Corporation
  Sherman Oaks, CA
• 11/2017 → Present
  Lpl Financial Llc
  Sherman Oaks, CA

Previous Registrations

• 2005-11-18 → 2017-11-29
  National Planning Corporation
  Sherman Oaks, CA
  Northridge, CA
  Sherman Oaks, CA

Other Businesses

1. 11/29/2017 - DENNIS F. ROSE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - (Whole Life and Term Insurance) - start date 8/8/2005. 2. 10/26/2021 - No Business - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 12/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Prepares Anthony Geary income tax return. 3. 10/26/2021 - Christai Productions, Inc. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2016 - 1 Hour Per Month During Securities Trading - Act as CPA for Lance Reddick and S Corp. named Christai Productions, Inc. 4. 12/09/2021 - DENNIS F. ROSE & ASSOCIATES - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 12/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - President and 100% owner. 5. 01/13/2022 - Rose, Figueroa & Associate - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Partner, General; Manager - Start Date: 12/01/2021 - 80 Hours Per Month/4 Hour During Securities Trading - CPA. 6. 09/28/2023 - PREMIER FINANCIAL CONSULTANTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2007 - 30 Hours per Month/ 15 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-10-25
• S65 Uniform Investment Adviser Law Examination
  1999-09-02
• S63 Uniform Securities Agent State Law Examination
  1998-07-24