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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-18 |
| FL | RA | APPROVED | 2025-07-16 |
Branch Locations
510 Clinton Square, Rochester, NY 14604-1700 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Ithaca | NY | 12/2006 | 11/2020 |
| Tiaa | Ithica | NY | 12/2006 | 11/2020 |
| Lpl Financial Llc | Pittsford | NY | 10/2022 | 07/2025 |
| Unemployeed | Pittsford | NY | 11/2020 | 09/2021 |
| Lifespan | Pittsford | NY | 09/2021 | Present |
| Ameriprise Financial Services, Llc | Miami | FL | 07/2025 | Present |
Other Business Activities; Junior Achievement; Teach children about Budgeting and Finance; State Street, , Rochester, NY, 14604; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-23 |
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