Roger Alan Anderson

Current Employers

Employment History

• 04/2011 → 01/2026
  The Capital Advisory Group Advisory Services, Llc
  Bloomington, MN
• 06/2016 → 01/2026
  United Planners Financial Services
  Scottsdale, AZ
• 04/2010 → 01/2026
  Machtig & Associates Insurance Services Llc
  Bloomington, MN
• 04/2015 → Present
  Roger A Anderson Inc.
  Bloomington, MN
• 04/2010 → 01/2026
  The Capital Advisory Group, Llc
  Bloomington, MN
• 01/2026 → Present
  Lpl Financial
  Minnetonka, MN
• 01/2026 → Present
  Great Valley Advisor Group
  Minnetonka, MN

Previous Registrations

• 2014-01-13 → 2026-01-06
  The Capital Advisory Group Advisory Services, Llc
  Phoenix, AZ
  Bloomington, MN
• 2009-10-21 → 2016-07-23
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  Lynnfield, MA
  Bloomington, MN
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1- 01/2026 / IPG Risk Management / Non-Variable Insurance / Investment Related / 20 hrs mth / 2 hrs during trading / Start date: 01/05/2026 2- 01/2026 / Innovative Planning Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 3- 01/2025 / Roger A Anderson Inc. / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1 hr mth /1 hr during trading / Start date: 04/21/2015 4 - 01/13/2026 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ during trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-09
• S63 Uniform Securities Agent State Law Examination
  1985-05-03

Designations