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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-05-20
TX RA APPROVED_RES 2012-11-14
CA RA APPROVED 1998-07-23
  • ID RA
    APPROVED
    Since 2024-05-20
  • TX RA
    APPROVED_RES
    Since 2012-11-14
  • CA RA
    APPROVED
    Since 1998-07-23

Branch Locations

Eagle, ID • United States

1700 Soscol Avenue Suite 24, Napa, CA 94559 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Napa CA 05/1984 Present
Massmutual Life Insurance Company Napa CA 03/1984 Present
  • 05/1984 → Present
    Mml Investors Services, Inc.
    Napa, CA
  • 03/1984 → Present
    Massmutual Life Insurance Company
    Napa, CA
Other Businesses

NAME: GEORGE LAMBRIX INV REL: Y ADD: 1700 SOSCOL AVE, SUITE 24, NAPA, CA 94559 NATURE: LIFE, HEALTH, GROUP HEALTH POSITION: AGENT START DATE: 03/1984 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-15
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S65 Uniform Investment Adviser Law Examination
    1998-07-15
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07
Designations
Other Names
  • (Jr) George Irving Lambrix

View on SEC IAPD

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