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Henry James Franscioni

Morgan Stanley

Salinas, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-19
CA RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • CA RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

1418 South Main Street Suite 200, Salinas, CA 93908 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Salinas CA 07/1993 Present
Morgan Stanley Smith Barney Salinas CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Salinas, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Salinas, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1)RANCHO LLANO DEVELOPMENT, LLC; RENTAL PROPERTY; OWNER; SALINAS CA; 02/2003; 0 DURING BUSINESS HOURS; 0 AFTER BUSINESS HOURS; 2) AB INITIO DEVELOPMENT LLC, OWNER; REAL ESTATE; NO HOURS DURING BUSINESS; INVESTMENT RELATED; SALINAS, CA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-08
  • S63 Uniform Securities Agent State Law Examination
    1984-06-08
Other Names
  • Henry James Franscioni

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