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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| CA | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
1418 South Main Street Suite 200, Salinas, CA 93908 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Salinas | CA | 07/1993 | Present |
| Morgan Stanley Smith Barney | Salinas | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)RANCHO LLANO DEVELOPMENT, LLC; RENTAL PROPERTY; OWNER; SALINAS CA; 02/2003; 0 DURING BUSINESS HOURS; 0 AFTER BUSINESS HOURS; 2) AB INITIO DEVELOPMENT LLC, OWNER; REAL ESTATE; NO HOURS DURING BUSINESS; INVESTMENT RELATED; SALINAS, CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-08 |
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