Louise Ann Harrison

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-11
CT	RA	APPROVED	2024-10-11
FL	RA	APPROVED	2024-10-11

CA RA
APPROVED

Since 2024-10-11
CT RA
APPROVED

Since 2024-10-11
FL RA
APPROVED

Since 2024-10-11

Branch Locations

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Serivces	Boca Racon	NY	01/2004	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

01/2004 → 10/2024

American Portfolios Financial Serivces

Boca Racon, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2004-07-23 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-11

S63 Uniform Securities Agent State Law Examination

1984-01-11

Designations

Certified Financial Planner

Other Names

Louise Ann Kantor
Louise Kantor

View on SEC IAPD