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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| CO | RA | APPROVED | 2025-06-05 |
| NY | RA | APPROVED | 2025-06-05 |
| PA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
Massapequa, NY • United States
1042 Franklin Ave Ste 117, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities, Llc | Mitchel Field | NY | 08/2012 | 12/2018 |
| Western International Securities, Inc. | Uniondale | NY | 11/2018 | Present |
| Northeast Asset Management Llc | Mitchel Field | NY | 08/2012 | 11/2018 |
| Lpl Financial Llc | Uniondale | NY | 06/2025 | Present |
1) Life & Health Insurance; Investment-Related; Agent 2) Knecht Trusts; Investment-Related; Trustee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-26 |
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