Curtis Randall Brooks

Employer firm

5C Capital Management, LLC CRD 284213

$648M regulatory AUM 34 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 09/2016
  Usaa Financial Advisors Inc
  New York, NY
• 09/2011 → 09/2016
  Usaa Financial Planning Services
  New York, NY

Previous Registrations

• 2011-09-30 → 2016-09-09
  Usaa Financial Planning Services
  New York, NY
  Short Hills, NJ
• 2009-10-28 → 2011-09-20
  Gerstein Fisher
  New York, NY
• 2003-01-16 → 2009-10-28
  Wealth Partners Advisors Llc
  Mountainside, NJ
• 2007-08-10 → 2009-10-22
  First Allied Securities, Inc.
  San Diego, CA
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-11
• S63 Uniform Securities Agent State Law Examination
  1985-02-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Curt Brooks
• Curtis R Brooks