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Curtis Randall Brooks

5C Capital Management, LLC

Woodcliff Lake, NJ

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Current Employers
5C Capital Management, Llc

50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
CT RA APPROVED 2017-04-10
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CT RA
    APPROVED
    Since 2017-04-10

Branch Locations

50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc New York NY 09/2011 09/2016
Usaa Financial Planning Services New York NY 09/2011 09/2016
  • 09/2011 → 09/2016
    Usaa Financial Advisors Inc
    New York, NY
  • 09/2011 → 09/2016
    Usaa Financial Planning Services
    New York, NY
Previous Registrations
  • 2011-09-30 → 2016-09-09
    Usaa Financial Planning Services
    New York, NY
    Short Hills, NJ
  • 2009-10-28 → 2011-09-20
    Gerstein Fisher
    New York, NY
  • 2003-01-16 → 2009-10-28
    Wealth Partners Advisors Llc
    Mountainside, NJ
  • 2007-08-10 → 2009-10-22
    First Allied Securities, Inc.
    San Diego, CA
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-11
S63 Uniform Securities Agent State Law Examination 1985-02-13
  • S65 Uniform Investment Adviser Law Examination
    2002-07-11
  • S63 Uniform Securities Agent State Law Examination
    1985-02-13
Designations
Other Names
  • Curt Brooks
  • Curtis R Brooks

View on SEC IAPD

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