Nancy Marie Buck

Janney Montgomery Scott LLC

Independence, OH

CRD 1260306

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-21
TX	RA	APPROVED_RES	2017-03-30
CA	RA	APPROVED	2011-09-09
NC	RA	APPROVED	2011-07-07
MI	RA	APPROVED	2010-01-22
OH	RA	APPROVED	2005-06-25

NY RA
APPROVED

Since 2024-05-21
TX RA
APPROVED_RES

Since 2017-03-30
CA RA
APPROVED

Since 2011-09-09
NC RA
APPROVED

Since 2011-07-07
MI RA
APPROVED

Since 2010-01-22
OH RA
APPROVED

Since 2005-06-25

Branch Locations

41995 North Ridge Road, Elyria, OH 44035 • United States

5005 Rockside Road Suite 215, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Cleveland	OH	06/2005	Present

06/2005 → Present

Janney Montgomery Scott Llc

Cleveland, OH

Previous Registrations

2005-05-02 → 2005-06-25

Parker/Hunter Incorporated

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-07
S63	Uniform Securities Agent State Law Examination	1988-03-02

S65 Uniform Investment Adviser Law Examination

2002-05-07
S63 Uniform Securities Agent State Law Examination

1988-03-02

View on SEC IAPD

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