Sara Kate Vick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 11/2018
  Signator Investors, Inc.
  Richmond, VA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Richmond, VA

Previous Registrations

• 2009-01-02 → 2018-11-02
  Signator Investors, Inc.
  Henrico, VA
  Richmond, VA

Other Businesses

1. HERON CREEK ADVISORS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2008 ADDRESS: 7100 Forest Ave, Suite 101, Richmond VA 23226, United States DESCRIPTION: Registered assistant branding using the name Heron Creek Advisors - no sales. 2. CHESAPEAKE GROUP, LLC POSITION: other NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: 7100 Forest Ave, Suite 101, Richmond VA 23226, United States DESCRIPTION: Silent Company owned by Kenneth (Kappy) Gross used to pay salary

Exams

• S66 Uniform Combined State Law Examination
  2008-11-10

Designations

• Certified Financial Planner

Other Names

• Sara Kate Epps