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Oak Asset Management, LLC CRD 287856
$414M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2535 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-08 |
| TX | RA | APPROVED | 2017-05-08 |
Branch Locations
2535 Townsgate Road, Suite 300, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Westlake Village | CA | 05/2009 | 05/2017 |
| Oak Asset Management, Llc | Westlake Village | CA | 05/2017 | Present |
1984 - Present; Insurance Agent; Westlake Village, CA; Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-10 |
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