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Kimberly Gay Ferrin

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

15021 Katy Freeway Suite 650, Houston, TX 77094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Houston TX 07/1993 Present
Morgan Stanley Smith Barney Houston TX 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-21
S63 Uniform Securities Agent State Law Examination 1996-01-18
  • S66 Uniform Combined State Law Examination
    2007-08-21
  • S63 Uniform Securities Agent State Law Examination
    1996-01-18
Other Names
  • Kimberly Gay Russell

View on SEC IAPD

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