David Stuart Oldham

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Oldham Resource Group
  Norwalk, CT
• 06/2015 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2014-05-20 → 2015-06-19
  B. Riley Wealth Advisors, Inc.
  Norwalk, CT
• 2010-10-18 → 2014-05-12
  Asset & Financial Planning, Ltd
  Norwalk, CT

Other Businesses

OLDHAM RESOURCE GROUP,INVESTMENT RELATED,FIXED INSURANCE AND ANNUTIES SALES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-23
• S63 Uniform Securities Agent State Law Examination
  1986-11-07