Dawn Marie Lee

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-10
MI	RA	APPROVED	2010-01-07

TX RA
APPROVED_RES

Since 2020-01-10
MI RA
APPROVED

Since 2010-01-07

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Grand Rapids	MI	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Grand Rapids	MI	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Grand Rapids, MI
11/2016 → Present

Wells Fargo Clearing Services, Llc

Grand Rapids, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-28
S63	Uniform Securities Agent State Law Examination	1997-10-29

S65 Uniform Investment Adviser Law Examination

2007-08-28
S63 Uniform Securities Agent State Law Examination

1997-10-29

Other Names

Dawn Marie Fox

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews