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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-02 |
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
254 South Main St, Ste.406, New City, NY 10956 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilman Ciocia, Inc. | New City | NY | 01/2001 | 11/2019 |
| National Securities Corporation | New City | NY | 11/2013 | 11/2019 |
| National Asset Management | New City | NJ | 06/2017 | 11/2019 |
| Ameriprise Financial Services, Inc | New York | NY | 11/2019 | 08/2021 |
| Lpl Financial Llc | New City | NY | 08/2021 | Present |
1. 8/30/2021 - Riolo Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/03/14.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-30 |
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