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James Gerard Pontone

Hardman Johnston Global Advisors LLC

Stamford, CT

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Current Employers
Hardman Johnston Global Advisors Llc

300 Atlantic Street Suite 601, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-05-09
  • CT RA
    APPROVED
    Since 2011-05-09

Branch Locations

300 Atlantic Street Suite 601, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-12-02 → 2011-03-09
    The Winchester Group, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-01
S63 Uniform Securities Agent State Law Examination 1993-12-07
  • S65 Uniform Investment Adviser Law Examination
    2009-12-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-07

View on SEC IAPD

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