Elizabeth Grace Norman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 11/2017
  National Planning Corporation
  Brea, CA
• 11/2017 → Present
  Lpl Financial Llc
  Brea, CA

Previous Registrations

• 2002-05-24 → 2017-11-29
  National Planning Corporation
  Brea, CA

Other Businesses

1. 11/29/2017 - Norman Family Trust - Not Investment Related - Act in a Fiduciary Capacity - Trustee. 2. 11/29/2017 - Elizabeth G. Norman - Investment Related - Brea, CA 92821 - Non Variable Insurance - Fixed Insurance - Start Date 6/1/86 - 10 Hours Per Month/2 Hours During Securities Trading. 3.11/29/2017 - Retirement Specialists, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Start Date 6/11/1998 - 60 Hours Per Month/0 Hours During Securities Trading. 4. 11/29/2017 - No Business Name - Not Investment Related - Real Estate Rental - Partial Owner - 1 Percentage Time Spent. 6. 8/20/2018 - Retirement Specialists, Inc. - Investment Related - 512 E. Imperial Highway Brea, CA 92821 - Real Estate Rental - Start Date: 11/29/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Office Building Rental by Retirement Specialists, Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1984-09-20

Other Names

• Betty Norman