Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-29 |
| CA | RA | APPROVED | 2017-11-29 |
| CT | RA | APPROVED | 2017-11-29 |
| MO | RA | APPROVED | 2017-11-29 |
| NV | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
| UT | RA | APPROVED | 2017-11-29 |
Branch Locations
512 E Imperial Hwy, Brea, CA 92821 • United States
Yorba Linda, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Brea | CA | 10/2000 | 11/2017 |
| Lpl Financial Llc | Brea | CA | 11/2017 | Present |
1. 11/29/2017 - Norman Family Trust - Not Investment Related - Act in a Fiduciary Capacity - Trustee. 2. 11/29/2017 - Elizabeth G. Norman - Investment Related - Brea, CA 92821 - Non Variable Insurance - Fixed Insurance - Start Date 6/1/86 - 10 Hours Per Month/2 Hours During Securities Trading. 3.11/29/2017 - Retirement Specialists, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Start Date 6/11/1998 - 60 Hours Per Month/0 Hours During Securities Trading. 4. 11/29/2017 - No Business Name - Not Investment Related - Real Estate Rental - Partial Owner - 1 Percentage Time Spent. 6. 8/20/2018 - Retirement Specialists, Inc. - Investment Related - 512 E. Imperial Highway Brea, CA 92821 - Real Estate Rental - Start Date: 11/29/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Office Building Rental by Retirement Specialists, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-20 |
Reach out to this advisor