Catherine Marie Ward

Employer firm

Cresset Asset Management, LLC CRD 288566

$78.9B regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 06/2020
  Rsm Mcgladrey Inc
  Schaumburg, IL
• 12/2020 → 02/2021
  Rbc Capital Markets, Llc
  Buffalo Grove, IL
• 07/2020 → 12/2020
  Unemployed
  Des Plaines, IL
• 02/2021 → 10/2023
  Cresset Asset Management, Llc
  Schaumburg, IL
• 10/2023 → Present
  Cresset Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2020-12-15 → 2021-02-16
  Rbc Capital Markets, Llc
  Buffalo Grove, IL
• 2007-02-07 → 2020-06-22
  Choreo, Llc
  Schaumburg, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02

Other Names

• Cathy Ward