Steven Lee Spurgeon

Current Employers

Spurgeon Financial Group

7825 N. Pershing Ave., Stockton, CA 95207-1749 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

7825 N. Pershing Avenue, Stockton, CA 95207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Spurgeon Financial Group	Stockton	CA	01/1992	Present

01/1992 → Present

Spurgeon Financial Group

Stockton, CA

Other Businesses

SPURGEON FINANCIAL GROUP,7825 N. PERSHING AVE., STOCKTON, CA 95207, INVESTMENT RELATED 1/1992. SOLE PROPRIETOR, REGISTERED INVESTMENT ADVISOR, CRD #138174. OWNS RIA THAT INVESTING CLIENT FUNDS ON A FEE BASIS, 65% OF TIME DEVOTED. SENIOR ADVISORY GROUP, 9324 E RAINTREE DR., SUITE 110, SCOTTSDALE, AZ, 1/2005. SELLING OF EQUITY INDEXED ANNUITIES. 35% OF TIME DEVOTED.

Current Employers

Spurgeon Financial Group

Disclosures

Employment History

Other Businesses

Other Firms

Other Investors

Other Offices

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