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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
1300 Post Oak Blvd. Suites 1550 & 1540, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Houston | TX | 12/2012 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Houston | TX | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Houston | TX | 04/2025 | Present |
1. Atlantis Software Co; 4 Buckingham Ct Houston TX 77024; Publishing and energy reiki service; 50% owner; secretary; 1/7/2000; 1 hour per week; not during securities trading hours; Not Inv Related 2. Buckingham Ct HOA; 4 Buckingham Ct Houston TX 77024; Architectural committee member; Reviewing building and improvements; 9/1/2015; 2 hours per year; not during securities trading hours; Not Inv Related 3. VitalithMD; 4 Buckingham Ct Houston TX 77024; Nutraceutical nutrition. (vitamins/mineral supplement); 50% owner, my wife Elisa Medhus MD 50%; Secretary; 03/10/2025; 5 hrs/quarter; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-03 |
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