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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eastside Church Of Christ | Morton | TX | 09/1991 | Present |
| Fsc Securities Corporation | Lubbock | TX | 06/2011 | 11/2023 |
| Osaic Wealth, Inc. | Levelland | TX | 11/2023 | Present |
1. INSURANCE,INVESTMENT RELATED,JOEY J. PIERCE,SOLE PROPRIETORSHIP,613 AUSTIN STREET; LEVELLAND, TX 79336,OWNER,09/09/1983,15 HR/MOS, 0 HR/MOS,OFFER LIFE, LTC, FIXED & VARIABLE ANNUITIES IF APPLICABLE TO CLIENT'S NEEDS, ACTIVELY ENGAGED IN SELLING: FIXED ANNUITIES VARIABLE ANNUITIES, FIXED LIFE. 2. MINISTRY,NON INVESTMENT-RELATED,WILL BE CALLED UPON FROM TIME TO TIME TO CONDUCT WEDDINGS AND FUNERALS. EVEN OCCASIONAL SPEAKING ENGAGEMENTS SUCH AS SERMONS AND CLASS TEACHING ASSIGNMENTS,101 COUGAR LANE, LEVELLAND, TX79336,DATE STARTED:09/01/1991,1 HR/MO, 0 HR/TD. 3. PATHWAYS FINANCIAL GROUP LLC, YES, 5659 W. MICHIGAN KALAMAZOO, MI 49009, LLC, PARTICIPANT, 6/2011, 2HRS/MONTH, 0HRS DT. 4. ALCOVE CARE, INC. POSITION: Vice President NATURE: Operating care facilities for physically and mentally impaired persons. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 200-B W. Taylor, Morton TX 79346, United States; DESCRIPTION: to offer business advice during the process of establishing the business. 5. HOCKLEY COUNTY ENDOWMENT POSITION: Chairman of the Board NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2006 ADDRESS: 6102 82nd Street, 8B, Lubbock TX 79424, United States DESCRIPTION: To educate and promote citizens in Hockley County the benefits of a community foundation through Community Foundation of West Texas. Involved in fund raising campaigns with other advisory members. Educating the general public how they can benefit from the Endowment. 6. JOEY J. PIERCE POSITION: Owner NATURE: Own the building at 613 Austin Street and lease office space to 3 tenants. Have rental property at 1104 11th Street. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2014 ADDRESS: 613 Austin Street, Levelland TX 79336, United States DESCRIPTION: Receive rent. Repair or fix property when needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-16 |
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