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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

613 Austin Street, Levelland, TX 79336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastside Church Of Christ Morton TX 09/1991 Present
Fsc Securities Corporation Lubbock TX 06/2011 11/2023
Osaic Wealth, Inc. Levelland TX 11/2023 Present
  • 09/1991 → Present
    Eastside Church Of Christ
    Morton, TX
  • 06/2011 → 11/2023
    Fsc Securities Corporation
    Lubbock, TX
  • 11/2023 → Present
    Levelland, TX
Previous Registrations
  • 2011-06-21 → 2023-11-03
    Fsc Securities Corporation
    Lubbock, TX
    Levelland, TX
  • 2008-05-07 → 2011-06-08
    Chase Investment Services Corp.
    Levelland, TX
  • 2006-01-27 → 2008-05-01
    Chase Investment Services Corp.
    Levelland, TX
Other Businesses

1. INSURANCE,INVESTMENT RELATED,JOEY J. PIERCE,SOLE PROPRIETORSHIP,613 AUSTIN STREET; LEVELLAND, TX 79336,OWNER,09/09/1983,15 HR/MOS, 0 HR/MOS,OFFER LIFE, LTC, FIXED & VARIABLE ANNUITIES IF APPLICABLE TO CLIENT'S NEEDS, ACTIVELY ENGAGED IN SELLING: FIXED ANNUITIES VARIABLE ANNUITIES, FIXED LIFE. 2. MINISTRY,NON INVESTMENT-RELATED,WILL BE CALLED UPON FROM TIME TO TIME TO CONDUCT WEDDINGS AND FUNERALS. EVEN OCCASIONAL SPEAKING ENGAGEMENTS SUCH AS SERMONS AND CLASS TEACHING ASSIGNMENTS,101 COUGAR LANE, LEVELLAND, TX79336,DATE STARTED:09/01/1991,1 HR/MO, 0 HR/TD. 3. PATHWAYS FINANCIAL GROUP LLC, YES, 5659 W. MICHIGAN KALAMAZOO, MI 49009, LLC, PARTICIPANT, 6/2011, 2HRS/MONTH, 0HRS DT. 4. ALCOVE CARE, INC. POSITION: Vice President NATURE: Operating care facilities for physically and mentally impaired persons. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 200-B W. Taylor, Morton TX 79346, United States; DESCRIPTION: to offer business advice during the process of establishing the business. 5. HOCKLEY COUNTY ENDOWMENT POSITION: Chairman of the Board NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2006 ADDRESS: 6102 82nd Street, 8B, Lubbock TX 79424, United States DESCRIPTION: To educate and promote citizens in Hockley County the benefits of a community foundation through Community Foundation of West Texas. Involved in fund raising campaigns with other advisory members. Educating the general public how they can benefit from the Endowment. 6. JOEY J. PIERCE POSITION: Owner NATURE: Own the building at 613 Austin Street and lease office space to 3 tenants. Have rental property at 1104 11th Street. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2014 ADDRESS: 613 Austin Street, Levelland TX 79336, United States DESCRIPTION: Receive rent. Repair or fix property when needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-27
S63 Uniform Securities Agent State Law Examination 1984-08-16
  • S65 Uniform Investment Adviser Law Examination
    1999-01-27
  • S63 Uniform Securities Agent State Law Examination
    1984-08-16

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