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Michael Anthony Manasia

Wells Fargo Clearing Services, LLC

Garden City, NY

Jupiter, FL

CRD 1258728

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-12
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-08-27
TX RA APPROVED 2019-08-26
  • FL RA
    APPROVED
    Since 2024-11-12
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-08-27
  • TX RA
    APPROVED
    Since 2019-08-26

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Garden City NY 06/2009 06/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 06/2019
Wells Fargo Clearing Services Llc Garden City NY 06/2019 Present
  • 06/2009 → 06/2019
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 01/2015 → 06/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2019 → Present
    Wells Fargo Clearing Services Llc
    Garden City, NY
Other Businesses

CO-TRUSTEE FOR NIECE; INV. RELATED; ROCKVILLE CENTRE, NY; START DATE 7/2019; 4 HRS PER MONTH; LESS THAN 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-25
S63 Uniform Securities Agent State Law Examination 1984-08-03
  • S65 Uniform Investment Adviser Law Examination
    2019-08-25
  • S63 Uniform Securities Agent State Law Examination
    1984-08-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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