Brooks Phillips Nelson

Employer firm

Nelson Capital Management, LLC CRD 129776

$811M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Nelson Capital Management, Llc
  Menlo Park, CA

Previous Registrations

• 2003-02-03 → 2005-01-28
  Nelson Capital Management
  Palo Alto, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-05
• S63 Uniform Securities Agent State Law Examination
  1984-06-01

Designations

• Chartered Financial Analyst