Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-27
  • TX RA
    APPROVED
    Since 2011-07-27

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 06/2011 Present
Bank Of America, N.A. Mckinney TX 09/2011 Present
Previous Registrations
  • 2010-02-11 → 2011-07-06
    Walnut Street Securities, Inc.
    Mandeville, LA
    Mckinney, TX
  • 2009-10-13 → 2010-01-29
    Live Oak Advisory Group, Llc
    Mandeville, LA
Other Businesses

I*43003 For profit or not for profit: Non-Profit Organization Name of outside business organization: FINRA Dispute Resolution Arbitrator Investment related: N Address of business: McKinney, Texas 75071 Nature of business: Other,Regulator Position, title, association: Other, Arbitrator Start date of relationship: 1/1/2010 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: If selected for an arbitration case I can accept or decline. If I accept, I participate in prehearing call, attend in-person hearing, deliberate and render decision and/or award. I*42993 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FORT WALTON BEACH VACATION RENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: FORT WALTON BEACH, FLORIDA 32548 NATURE OF BUSINESS: OTHER, OWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/27/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENT BEACH CONDO TO FAMILIES WHO WANT TO VACATION IN FORT WALTON BEACH, FL BY UTILIZING MANAGEMENT COMPANY OR FINDING MY OWN GUESTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-27
S63 Uniform Securities Agent State Law Examination 1990-08-06
  • S66 Uniform Combined State Law Examination
    2009-01-27
  • S63 Uniform Securities Agent State Law Examination
    1990-08-06
Other Names
  • Sherry Eileen Fitz
  • Sherry E Fitz
  • Sherry Eileen Fitzcraig
  • Sherry Eileen Fitz
  • Sherry Eileen Fitz-Craig
  • Sherry Eileen Craig

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mckinney, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor