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260 Newport Center Dr Ste 100, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-08 |
Branch Locations
260 Newport Center Dr Ste 100, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Management | Cincinnati | OH | 10/2015 | 07/2019 |
| Gary Hicklin, Self Employed | San Luis Obispo | CA | 09/2010 | 04/2023 |
| County Of San Luis Obispo | San Luis Obispo | CA | 09/2001 | Present |
| Lifetime Financial Inc | Newport Beach | CA | 07/2019 | Present |
| Lifetime Paradigm Inc. | Newport Beach | CA | 04/2023 | Present |
The Name of the other business: Gary Hicklin, Self Employed; Investment Related?: Yes; Address of other business: 1177 Marsh Street Suite 200 San Luis Obispo, CA 93401; Nature of other business: Life and Annuity Insurance Sales; Your position: Agent ; Start Date: 09/2010; How many hours you devote to the other business per month: 60; How many hours you devote to the other business during securities trading hours: 10; Briefly describe your duties: Independent Life Insurance and Annuity Sales Agent The Name of the other business: County of San Luis Obispo California; Investment Related?: No; Address of other business: 976 Osos Street, Room 400, San Luis Obispo, CA 93408; Nature of other business: Information Technology; Your position: Supervisor Information Technology; Start Date: 09/2001; How many hours you devote to the other business per month: 160; How many hours you devote to the other business during securities trading hours: 30; Briefly describe your duties: Supervision of information technology staff Name of outside business: Independent Contractor for Lifetime Paradigm Inc; Is the business investment related: No; Location of the business: 260 Newport Center Dr Newport Beach CA 92660 USA; Position Title: Insurance Sales-Consulting; Start date with business: 2023-04-01; Hours per month devoted to business during trading hours: 60; Hours per month devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 20
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-26 |
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