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4520 Wilshire Blvd Suite 201, Los Angeles, CA 90010-3870 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-18 |
Branch Locations
4520 Wilshire Blvd Suite 201, Los Angeles, CA 90010-3870 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2001-07-31 |
Branch Locations
4520 Wilshire Blvd., Suite 201, Los Angeles, CA 90010 • United States
4520 Wilshire Blvd, Suite 201, Los Angeles, CA 90010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Surety Investment Services | Los Angeles | CA | 04/1982 | Present |
| Irm Distributors, Inc. | Carpinteria | CA | 02/1998 | Present |
| Surety Inv. Services | Los Angeles | CA | 04/1982 | Present |
Surety Investment Services; 4520 Wilshire Blvd. Suite 201 Los Angeles CA 90010; Start date: 04/1982; President and Agent; As agent conducts securities, life insurance, and fixed annuity sales and service under the Surety Investment Services name. In his role as President provides leadership, guidance, and sales support to junior representatives; 160 hours/mo; 120 hours/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-22 |
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