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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-08 |
| SC | RA | APPROVED | 2009-09-02 |
Branch Locations
237-C Willbrook Blvd, Pawleys Island, SC 29585-7789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pawleys Island | SC | 02/2007 | Present |
1. 12/29/2016 - Hammock Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 40 Hours Per Month During Securities Trading. 2. 02/12/2018 - No Business Name - Investment Related - 237-C Willbrook Blvd., Pawleys Island, S.C. 29585 - Real Estate Rental - Start Date 02/01/2018 - 1 Hours Per Month/0 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-23 |
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