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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2014-04-16
TX RA APPROVED 2014-04-16
  • KS RA
    APPROVED
    Since 2014-04-16
  • TX RA
    APPROVED
    Since 2014-04-16

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 04/2014 Present
Previous Registrations
Other Businesses

(1) RENTAL PROPERTY; 13117 W 55TH ST SHAWNEE KS 66216; 05/01/95 TO N/A; OWNER - PASSIVE; NO DUTIES PERFORMED; 0 HOURS DEVOTED TO ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-10
S63 Uniform Securities Agent State Law Examination 1984-06-29
  • S66 Uniform Combined State Law Examination
    2011-09-10
  • S63 Uniform Securities Agent State Law Examination
    1984-06-29
Other Names
  • Cheri Beard
  • Cheryl Marlene Turner

View on SEC IAPD

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