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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-11-16 |
| VA | RA | APPROVED | 2017-05-16 |
| AZ | RA | APPROVED | 2016-05-11 |
| RI | RA | APPROVED | 2013-03-26 |
| NH | RA | APPROVED | 2012-09-18 |
| PA | RA | APPROVED | 2011-04-07 |
| MA | RA | APPROVED | 2001-05-03 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
Marlboro, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities, Llc | Needham | MA | 04/2013 | Present |
| The Guardian Life Insurance Company | Needham | MA | 04/2013 | Present |
| Guardian Life Insurance Company | Marlboro | MA | 06/2024 | Present |
| Park Avenue Securities | Marlboro | MA | 06/2024 | Present |
1. RENTAL PROPERTY-own two vacation rental properties that are managed by a third party management firm and two other managed by me, Start: 11/01/2004, Address: 100 Handle Road West Dover VT, 89 Grand Summit Way, West Dover VT, 45 Pine Cone Drive, West Yarmouth MA, 6 Arrowhead Rd Leominster MA, 1 total hour per month; 1 during securities trading hours, Investment related, No annual compensation, 2. Bulfinch Group Charitable Foundation-Set Foundation policy and evaluate requests for donations Start: 03/31/2014 Address: 160 Gould Street Needham MA 02494 1 bus hour per month Not investment related 3. Infinity Performance, Inc.-No activities within the entity. This entity exist to own my interest in the General Agency Start: 04/10/2012 Address: 512 Hosmer Street Marlborough, MA 01752 1 bus hr per month Investment related 4. Doc Wayne Youth Services, Inc.-Proposed at the Chair of the Finance and Business Development Committee. Start: 02/25/2020 Address: 25 Kingston Street, Boston, MA 02111 2-4 total hours per month, 1.5 during securities trading hours Not investment related No annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-28 |
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