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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-06-17 |
| TX | RA | APPROVED | 2019-06-14 |
Branch Locations
5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 11/2007 | 06/2019 |
| Morgan Stanley | Atlanta | GA | 06/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2019 | Present |
* 375497 - Fraggle Rock, LLC; Investment Related - Yes; Atlanta, Georgia; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2013; During Business Hours: 0; After Business Hours: 1; Rental Property. *375506 - Dunlap Pointe HOA; Investment related No; HOA; President (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 0.15 *425885- Fraggle Scissors LLC; Investment related: Yes; Dahlonega, Georgia; Rental Real Estate / Sole Owner Investment Vehicle; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 0; Accounting/Bookkeeping, Administrative, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-09 |
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